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PW

Patrick J. White

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CRD#: 2346690
PW

Professional summary


Patrick Justin White SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Patrick is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Patrick had worked at 14 firms, which includes LAIDLAW & COMPANY (UK) LTD., BLACKBOOK CAPITAL LLC, EKN FINANCIAL SERVICES INC., ITRADEDIRECT.COM CORP, PRESTIGE FINANCIAL CENTER INC., GUNNALLEN FINANCIAL INC, GRANITE ASSOCIATES INC, HARRISON SECURITIES INC., WHITEHALL WELLINGTON INVESTMENTS INC., COMPREHENSIVE CAPITAL CORPORATION, KENSINGTON WELLS INCORPORATED, DUKE & CO. INC., H G I, ADLER COLEMAN & CO. INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 20, 2014 - October 1, 2015

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
MELVILLE, NY
Past

August 9, 2010 - October 21, 2014

BLACKBOOK CAPITAL, LLC

BD
CRD#: 123234
NORTHPORT, NY
Past

April 27, 2010 - August 6, 2010

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
FARMINGVILLE, NY
Past

January 5, 2009 - May 4, 2010

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
FARMINGVILLE, NY
Past

April 3, 2007 - January 12, 2009

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
GARDEN CITY, NY
Past

September 8, 2004 - April 13, 2007

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
HAUPPAUGE, NY
Past

January 6, 2004 - January 6, 2004

GRANITE ASSOCIATES, INC

BD
CRD#: 46682
DELRAY BEACH, FL
Past

October 6, 2000 - August 6, 2004

HARRISON SECURITIES, INC.

BD
CRD#: 14103
PORT WASHINGTON, NY
Past

June 2, 1997 - December 31, 2000

WHITEHALL WELLINGTON INVESTMENTS, INC.

BD
CRD#: 38022
PORT WASHINGTON, NY
Past

October 13, 1995 - May 21, 1997

COMPREHENSIVE CAPITAL CORPORATION

BD
CRD#: 6215
GREAT NECK, NY
Past

September 28, 1995 - October 12, 1995

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

September 21, 1995 - September 25, 1995

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

February 24, 1994 - May 15, 1995

H G I

BD
CRD#: 14079
JERICHO, NY
Past

October 27, 1993 - March 1, 1994

ADLER COLEMAN & CO., INC.

BD
CRD#: 16104
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/5/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


L&
LAIDLAW & COMPANY (UK) LTD.
LAIDLAW & COMPANY (UK) LTD. | SANDS BROTHERS INTERNATIONAL LTD.

CRD#: 119037 / SEC#: , 8-53731

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
16 Berkeley St. Suite 7.09, London, W1J 8DZ
Mailing Address
521 5th Avenue 12th Fl, New York, NY 10175
Phone number
(212) 697-5200
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LAIDLAW HOLDINGS LTDOWNER
BELLO, JAMES ALANCCO2844016
DAPONTE, ARTHUR JARRODFINOP7801577
EITNER, MATTHEW DCHIEF EXECUTIVE OFFICER3267261
REGAN, HUGHDIRECTOR - INVESTMENT BANKING1254114
SILVERMAN, PETER HOWARDSEO/BRANCH MANAGER1239510

Disclosures


Regulatory Event9
Arbitration4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

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