Kelly M. Kuennen

ELLSWORTH ADVISORS

Hudson, OH 44236

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CRD#: 2346668

Professional summary

Kelly Michael Kuennen, CFP® is a registered financial advisor currently at ELLSWORTH ADVISORS, LLC located in Hudson, Ohio.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kelly has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent;investment related : Yes; 1737 Georgetown Road, Suite H Hudson, Ohio 44236; An independent licensed insurance agent. ; Insurance Agent; From time to time may offer clients advice from those activities.; 1993-05-20; Hours devoted to business during trading hours : 0; Hours devoted to business outside trading hours : 1; Percentage of total yearly compensation expected to be derived from the business : 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Michael Kuennen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 25, 2018 - Present

ELLSWORTH ADVISORS, LLC

Office #1: 1764 Georgetown Road, Hudson, OH 44236

RIA

CRD#: 297464

Hudson, OH

Past

January 9, 2015 - September 14, 2018

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

HUDSON, OH

Past

January 9, 2015 - September 21, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

HUDSON, OH

Past

January 9, 2015 - September 21, 2018

LPL FINANCIAL LLC

CRD#: 6413

HUDSON, OH

Past

September 28, 2009 - January 23, 2015

MORGAN STANLEY

RIA

CRD#: 149777

HUDSON, OH

Past

September 25, 2009 - January 23, 2015

MORGAN STANLEY

CRD#: 149777

HUDSON, OH

Past

January 2, 2004 - October 5, 2009

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CLEVELAND, OH

Past

January 2, 2004 - October 5, 2009

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CLEVELAND, OH

Past

September 18, 1999 - February 6, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CLEVELAND, OH

Past

May 6, 1993 - February 6, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 6, 1993 - February 6, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELLSWORTH ADVISORS, LLC

CRD#: 297464 / SEC#: 801-113634

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/25/2018)

IAR

Texas
(12/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/31/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/5/1993

General Securities Representative Examination

Current Firm

ELLSWORTH ADVISORS, LLC

CRD#: 297464 / SEC#: 801-113634

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

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Contact information

Main Address

1764 Georgetown Road, Hudson, OH 44236

Mailing Address

Phone number

(234) 200-0703

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

02 ADV PART 2A APPENDIX 1 (WRAP FEE PROGRAM BROCHURE) FOR ACCOUNTS HELD AT CHARLES SCHWAB 2024-05 (2/28/2025)

ADV PART 2A (FIRM BROCHURE) FOR ACCOUNTS HELD AT CHARLES SCHWAB 2025-02 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,863
AUM (Assets Under Management)	$ 1,185,403,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kelly M. Kuennen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Michael Kuennen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ELLSWORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2007

Series 63

Date: 7/21/1994

SIE

Date: 9/21/2018

Series 31

Date: 1/31/2009

Series 7

Date: 5/5/1993

Current Firm

ELLSWORTH ADVISORS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELLSWORTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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