Thomas G. Chase
Professional summary
Thomas George Chase III is a registered financial professional currently at INVESTORS BROKERAGE OF TEXAS, LTD. located in Waco, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas George Chase III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2001 - Present
INVESTORS BROKERAGE OF TEXAS, LTD.
Office #1: 225 S. 5th St., Waco, TX 76701Office #2: 225 South 5th St., Waco, TX 76701May 20, 1998 - January 18, 2000
MML INVESTORS SERVICES, LLC
January 27, 1994 - April 9, 1998
INVESTORS BROKERAGE OF TEXAS, LTD.
June 16, 1993 - December 31, 1993
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2001)
Exams
FINRA
Current Firm
INVESTORS BROKERAGE OF TEXAS, LTD.
CRD#: 13037 / SEC#: , 8-28644
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 88,879,830 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
INVESTORS BROKERAGE OF TEXAS, LTD.
CRD#: 13037Waco, TX 76701TRUST BUT VERIFY
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