Collin D. Lafollette

BENT TREE TRUST ADVISORS

Richardson, TX

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CRD#: 2346454

Professional summary

Collin Dee Lafollette is a registered financial advisor currently at BENT TREE TRUST ADVISORS, LLC located in Richardson, Texas.

Collin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Collin has worked at 20 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)KDL MEDICAL INC. 1878 FIRMAN DR RICHARDSON, TX 75081. PARTNER. INVESTER ONLY. NOT INVEST RELATED. APPROX 0HRS/MO & 0 HRS/MO DURING TRADING HRS. STARTED 11/2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Dee Lafollette's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2008 - Present

BENT TREE TRUST ADVISORS, LLC

RIA

CRD#: 129862

Richardson, TX

Past

October 19, 2007 - June 11, 2008

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

RICHARDSON, TX

Past

October 19, 2007 - June 11, 2008

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

RICHARDSON, TX

Past

December 20, 2006 - October 29, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

RICHARDSON, TX

Past

December 20, 2006 - October 29, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

RICHARDSON, TX

Past

November 30, 2006 - December 20, 2006

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

DALLAS, TX

Past

November 30, 2006 - December 20, 2006

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DALLAS, TX

Past

June 17, 2005 - December 4, 2006

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

RICHARDSON, TX

Past

June 17, 2005 - December 4, 2006

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

RICHARDSON, TX

Past

January 18, 2005 - June 20, 2005

CALDWELL INTERNATIONAL SECURITIES

CRD#: 104323

NASSAU,

Past

January 8, 2004 - December 31, 2004

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

June 19, 2003 - January 6, 2004

OXFORD FINANCIAL GROUP

CRD#: 40700

HOUSTON, TX

Past

May 9, 2003 - June 18, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

March 18, 2002 - May 6, 2003

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

RICHARDSON, TX

Past

January 9, 2002 - April 24, 2003

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

May 16, 2001 - January 2, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 25, 2000 - May 16, 2001

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

MARBLE FALLS, TX

Past

April 12, 2000 - September 26, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 12, 2000 - September 26, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 18, 1999 - April 5, 2000

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 7, 1999 - May 19, 1999

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 19, 1998 - December 31, 1998

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

November 4, 1998 - November 19, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 6, 1998 - November 4, 1998

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

March 4, 1997 - July 6, 1998

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

March 8, 1994 - March 7, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 7, 1993 - February 8, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BENT TREE TRUST ADVISORS, LLC

CRD#: 129862 / SEC#:

Texas

Registered Investment Advisory firm - (7/7/2008 Approved)

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Contact information

Main Address

Richardson, TX

Mailing Address

3008 Holford Road, Richardson, TX 75082-3741

Phone number

(972) 591-7002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Collin D. Lafollette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Dee Lafollette's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

CALDWELL INTERNATIONAL SECURITIES

1ST GLOBAL CAPITAL CORP.

OXFORD FINANCIAL GROUP

CAPITAL BROKERAGE CORPORATION

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

LPL FINANCIAL LLC

DOMINION INVESTOR SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

PRO-INTEGRITY SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

PRO-INTEGRITY SECURITIES, INC.

SUNPOINT SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1993

Series 7

Date: 12/15/1997

Series 6

Date: 6/4/1993

Current Firm

BENT TREE TRUST ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BENT TREE TRUST ADVISORS, LLC

TRUST BUT VERIFY

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