Alex J. Winslow
Professional summary
Alex James Winslow, CFP® is a registered financial advisor currently at HARVESTER WEALTH, LLC located in Dallas, Texas.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alex has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alex James Winslow's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
June 2, 2022 - Present
HARVESTER WEALTH, LLC
Office #1: 6301 Gaston Avenue Suite 1417, Dallas, TX 75214May 21, 2004 - December 31, 2009
NORTHERN TRUST SECURITIES, INC.
May 21, 2004 - January 7, 2021
NORTHERN TRUST SECURITIES, INC.
March 14, 1995 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 1995 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1993 - March 10, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2022)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
HARVESTER WEALTH, LLC
CRD#: 317746 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 29,209,937 |
Red Flags
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