Norrie M. Molyneaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norrie Mary Molyneaux was a registered financial professional .
Norrie is a previously registered financial professional and started their career in finance in 1993. Norrie had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - September 12, 2012
PHX FINANCIAL, INC.
February 9, 2012 - May 31, 2012
OBSIDIAN FINANCIAL GROUP, LLC
December 13, 2011 - February 9, 2012
ALEXANDER CAPITAL, L.P.
May 28, 1999 - November 28, 2000
LEGEND MERCHANT GROUP, INC.
December 21, 1996 - June 17, 1997
H.J. MEYERS & CO., INC.
July 8, 1996 - November 19, 1996
FIRST ALLIED SECURITIES, INC.
May 3, 1996 - July 10, 1996
RICKEL & ASSOCIATES, INC.
May 24, 1993 - May 13, 1996
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
