Michael W. Rose
Professional summary
Michael Walter Rose, who also goes by Michael W Rose, is a registered financial professional currently at J. STREICHER & CO. L.L.C. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Walter Rose's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2019 - Present
J. STREICHER & CO. L.L.C.
Office #1: 28 Liberty Street 6th Floor, New York, NY 10005October 1, 2015 - December 31, 2017
PATRICK CAPITAL MARKETS, LLC
April 30, 2010 - July 19, 2013
PATRICK CAPITAL MARKETS, LLC
March 26, 2007 - September 3, 2008
CCO CAPITAL, LLC
September 11, 2003 - January 17, 2007
OLD MUTUAL INVESTMENT PARTNERS
July 13, 2000 - August 19, 2003
TRANSAMERICA CAPITAL, LLC
March 25, 1999 - July 3, 2000
CAPITAL BROKERAGE CORPORATION
September 16, 1996 - January 24, 1997
DELAWARE DISTRIBUTORS, L.P.
June 1, 1993 - May 13, 1994
SIGNATOR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
J. STREICHER & CO. L.L.C.
CRD#: 3526 / SEC#: , 8-4342
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
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