PE
Peter S. Edelstein
KESTRA ADVISORY SERVICES
Rochester, NY 14623
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CRD#: 2346134
PE
Professional summary
Peter Stuart Edelstein, ChFC® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Rochester, New York and KESTRA INVESTMENT SERVICES, LLC located in Rochester, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: Regent Financial Group, LLC Investment Related: Yes Address: 1080 Pittsford Victor Rd., Suite 301 Pittsford NY 14534 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Financial Advisor Start Date: 7/1/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage client relationships, financial planning, investment management, business development. Busi Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Name: HAMMER DOWN FIREARMS TRAINING POSITION: Firearms instructor NATURE: Firearms Instruction INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 21 Inglewood Dr., Rochester NY 14619 DESCRIPTION: Instruct people how to properly & safely operate & handle firemarms. Improve clients marksmanship with firearms.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Stuart Edelstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 16, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 777 Canal View Blvd Suite 800, Rochester, NY 14623RIA
CRD#: 283330
Rochester, NY
Current
July 16, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 777 Canal View Blvd Suite 800, Rochester, NY 14623BD
CRD#: 42046
Rochester, NY
Past
January 10, 1995 - May 18, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 7, 1993 - January 9, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/17/2014)
RR
Colorado(3/1/2017)
RR
Connecticut(9/15/2014)
RR
Florida(2/14/2014)
RR
Massachusetts(6/24/2015)
RR
New York(9/25/2013)
IAR
New York(6/16/2021)
RR
North Carolina(5/22/2015)
RR
Oklahoma(9/28/2017)
RR
Pennsylvania(7/21/2025)
RR
South Carolina(3/28/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Rochester, NY 14623TRUST BUT VERIFY
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