Joseph Radic
Professional summary
Joseph Radic is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Radic's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2025 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005October 5, 2022 - May 11, 2023
BRITEHORN SECURITIES
May 22, 2020 - October 28, 2020
EASTGATE SECURITIES, LLC
March 7, 2018 - November 30, 2018
WYNSTON HILL CAPITAL, LLC
March 8, 2016 - February 16, 2017
NEEDHAM & COMPANY, LLC
March 15, 2002 - March 9, 2016
SANFORD C. BERNSTEIN & CO., LLC
January 14, 1994 - March 18, 2002
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2025)
Exams
Series 55
Date: 8/27/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
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