Joseph Radic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Radic was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1994. Joseph had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2025 - September 1, 2026
PRIME EXECUTIONS, INC.
October 5, 2022 - May 11, 2023
BRITEHORN SECURITIES
May 22, 2020 - October 28, 2020
EASTGATE SECURITIES, LLC
March 7, 2018 - November 30, 2018
WYNSTON HILL CAPITAL, LLC
March 8, 2016 - February 16, 2017
NEEDHAM & COMPANY, LLC
March 15, 2002 - March 9, 2016
SANFORD C. BERNSTEIN & CO., LLC
January 14, 1994 - March 18, 2002
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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