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Gary Robert Silverman

GENEVA STOCK, L.L.C.
GOLF, IL
·CRD# 2346095·14 years experience

Professional Summary

Gary Robert Silverman is a registered financial advisor currently at GENEVA STOCK, L.L.C. located in Golf, Illinois. Gary is registered as a RR (Registered Representative) and started their career in finance in 2012. Gary has worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

GENEVA STOCK, L.L.C.·CRD# 104435
BD
2 Orchard Lane, Golf, IL 60029
March 8, 2012 - Present
GENEVA TRADING LLC·CRD# 100740
BD
Chicago, IL
March 8, 2012 - August 6, 2013
HILLTOP TRADING, LLC·CRD# 137315
BD
Chicago, IL
March 8, 2012 - May 1, 2015
HEELS 27 LLC·CRD# 113692
BD
Chicago, IL
March 8, 2012 - November 2, 2015

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Current Firm

GS
GENEVA STOCK, L.L.C.

GENEVA STOCK, L.L.C.

CRD#: 104435 / SEC#: 8-52903
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2 Orchard Lane, Golf, IL 60029

Mailing Address

2 Orchard Lane, Golf, IL 60029

Phone Number

(773) 677-3268

Established

Illinois since 09/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
GENEVA DERIVATIVES TRADING CORPMANAGING MEMBER—
SILVERMAN, GARY ROBERTMANAGER/TP2346095
WILLIAMS, DANIEL CROWLEYMANAGER/CCO/TP1135589

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Apr 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Oct 2013About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Robert Silverman's CRS (Customer Relationship Summary).

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