Alexis D. Barling
Professional summary
Alexis Dianne Barling, who also goes by Alexis Dianne Kassin, is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Leawood, Kansas.
Alexis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexis has worked at 4 firms and has passed the Series 65, SIE, Series 52, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexis Dianne Barling's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2019 - Present
THE RETIREMENT PLANNING GROUP, LLC
Office #1: 11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211July 19, 2018 - September 9, 2019
CREATIVE PLANNING
June 27, 2016 - June 27, 2018
UMB FINANCIAL SERVICES, INC.
November 23, 2015 - June 27, 2018
UMB FINANCIAL SERVICES, INC.
December 18, 2014 - November 11, 2015
FINANCIAL ENGINES ADVISOR CENTER, LLC
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/13/2019)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,910 |
| AUM (Assets Under Management) | $ 4,451,007,696 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 08/08/2024 | ||
| 11/27/2023 |
Red Flags
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