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AB

Alexis Barling

CETERA PLANNING PARTNERS
LEAWOOD, KS 66211
Some features on this profile are disabled
CRD#: 2345972
AB
Alexis BarlingCETERA PLANNING PARTNERS

Professional summary

Alexis Barling, who also goes by Alexis Dianne Barling, Alexis Dianne Kassin, is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Leawood, Kansas.

Alexis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexis has worked at 4 firms and has passed the Series 65, SIE, Series 52, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Alexis Dianne Barling | Alexis Dianne Kassin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brian Barling Painting Inc, Leawood, KS - Not Investment Related. Position: Vice President, bookkeeping for interior decorative painting company. Start date: July 2018. Approximately 15 hrs. per month, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexis Barling's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2019 - Present

CETERA PLANNING PARTNERS

Office #1: 11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
RIA
CRD#: 129625
LEAWOOD, KS
Past

July 19, 2018 - September 9, 2019

CREATIVE PLANNING

RIA
CRD#: 105348
OVERLAND PARK, KS
Past

June 27, 2016 - June 27, 2018

UMB FINANCIAL SERVICES, INC.

BD
CRD#: 17073
KANSAS CITY, MO
Past

November 23, 2015 - June 27, 2018

UMB FINANCIAL SERVICES, INC.

RIA
CRD#: 17073
KANSAS CITY, MO
Past

December 18, 2014 - November 11, 2015

FINANCIAL ENGINES ADVISOR CENTER, LLC

RIA
CRD#: 109238
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(9/13/2019)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 12/18/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 6/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 52
Status Unavailable
Passed: 12/21/2017
Municipal Securities Representative Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 6/27/2016
General Securities Representative Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 11/21/2016
General Securities Principal Examination

Current Firm

CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
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Contact information

Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
Mailing Address
Phone number
(913) 498-8898
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS AUGUST 2026 (9/1/2026)

Regulatory assets under management

Total Number of Accounts14,107
AUM (Assets Under Management)$ 4,164,758,846

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026
Cover Page
Report
11/24/2025
Cover Page
Report
08/08/2024
Cover Page
Report
11/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA PLANNING PARTNERS

CRD#: 129625Leawood, KS 66211

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