Jeffrey J. Severin

SEVERIN INVESTMENTS LLC

CLEARWATER, FL 33761

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CRD#: 2345958

Professional summary

Jeffrey Jon Severin, who also goes by Jeff Severin, Jeffrey J Severin, Jeffrey John Severin, is a registered financial advisor currently at SEVERIN INVESTMENTS LLC located in Clearwater, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Severin | Jeffrey J Severin | Jeffrey John Severin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/17/2016: Severin Investments, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 11/17/2016 - 1 Hours Per Month During Securities Trading. 2. Leasing automobiles to Severin Investments. Not investment related. 0 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Jon Severin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2013 - Present

SEVERIN INVESTMENTS LLC

Office #1: 28100 Us Hwy 19 North Suite 311, Clearwater, FL 33761Office #2: 211 North Broadway Suite 2925, St. Louis, MO 63102

RIA

CRD#: 166567

CLEARWATER, FL

Past

August 1, 2013 - December 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

CREVE COUER, MO

Past

July 17, 2013 - July 18, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

CREVE COUER, MO

Past

July 15, 2013 - January 6, 2017

LPL FINANCIAL LLC

CRD#: 6413

CREVE COUER, MO

Past

August 29, 2003 - July 16, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CREVE COEUR, MO

Past

August 29, 2003 - July 16, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CREVE COEUR, MO

Past

May 16, 2001 - September 15, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHESTERFIELD, MO

Past

April 6, 2001 - September 15, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 7, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 7, 1993 - May 4, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVERIN INVESTMENTS LLC

ECC FINANCIAL | SEVERIN INVESTMENTS LLC | SEVERIN FINANCIAL GROUP, INC. | SEVERIN ASSET MANAGEMENT

CRD#: 166567 / SEC#: 801-118181

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

California

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (3/9/2020 Terminated)

Missouri

Registered Investment Advisory firm - (3/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/30/2021)

IAR

Missouri
(9/5/2013)

IAR

Texas
(8/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/11/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/2004

General Securities Principal Examination

Current Firm

SEVERIN INVESTMENTS LLC

ECC FINANCIAL | SEVERIN INVESTMENTS LLC | SEVERIN FINANCIAL GROUP, INC. | SEVERIN ASSET MANAGEMENT

CRD#: 166567 / SEC#: 801-118181

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

California

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (3/9/2020 Terminated)

Missouri

Registered Investment Advisory firm - (3/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2020 Terminated)

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Contact information

Main Address

211 North Broadway Suite 2925, St. Louis, MO 63102

Mailing Address

Phone number

(314) 983-2707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEVERIN INVESTMENTS WRAP FEE PROGRAM BROCHURE (3/11/2025)

FIRM BROCHURE: SEVERIN INVESTMENTS LLC (3/11/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 127,648,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Severin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Jon Severin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

SEVERIN INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/1999

Series 63

Date: 1/24/1994

SIE

Date: 1/6/2017

Series 7

Date: 11/2/1999

Series 6

Date: 8/11/1993

Series 24

Date: 1/19/2004

Current Firm

SEVERIN INVESTMENTS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVERIN INVESTMENTS LLC

TRUST BUT VERIFY

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