Keith R. Vernon

THE CLARIUS GROUP

Seattle, WA 98104

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CRD#: 2345435

Professional summary

Keith Randolph Vernon, who also goes by Keith R Vernon, is a registered financial advisor currently at THE CLARIUS GROUP, LLC located in Seattle, Washington.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Keith has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith R Vernon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Randolph Vernon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2015 - Present

THE CLARIUS GROUP, LLC

Office #1: 999 Third Avenue, Suite 3050, Seattle, WA 98104

RIA

CRD#: 173347

Seattle, WA

Past

March 29, 1999 - March 31, 2015

BRISTLECONE ADVISORS LLC

RIA

CRD#: 109227

SEATTLE, WA

Past

March 29, 1996 - December 31, 1997

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

August 13, 1993 - April 11, 1994

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CLARIUS GROUP, LLC

SHARED FAMILY OFFICE | THE CLARIUS GROUP, LLC | SHARED FAMILY OFFICE, LLC

CRD#: 173347 / SEC#: 801-80681

RIA

Registered Investment Advisory firm - (1/5/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/7/2019)

IAR

Washington
(4/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/12/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE CLARIUS GROUP, LLC

SHARED FAMILY OFFICE | THE CLARIUS GROUP, LLC | SHARED FAMILY OFFICE, LLC

CRD#: 173347 / SEC#: 801-80681

RIA

Registered Investment Advisory firm - (1/5/2015 Approved)

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Contact information

Main Address

999 Third Avenue, Suite 3050, Seattle, WA 98104

Mailing Address

Phone number

(206) 462-7400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED MARCH 27, 2023 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,511
AUM (Assets Under Management)	$ 4,680,010,497

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/09/2025	Cover Page	Report
07/25/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith R. Vernon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Randolph Vernon's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRISTLECONE ADVISORS LLC

ALLSTATE FINANCIAL SERVICES, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

THE CLARIUS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/1997

Series 63

Date: 6/26/1996

Series 6

Date: 8/12/1993

Current Firm

THE CLARIUS GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE CLARIUS GROUP, LLC

TRUST BUT VERIFY

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