Gunashekar Prakash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gunashekar Prakash, who also goes by Shekar Prakash, was a registered financial professional .
Gunashekar is a previously registered financial professional and started their career in finance in 1994. Gunashekar had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2006 - October 4, 2012
J.P. TURNER & COMPANY, L.L.C.
March 28, 2002 - September 18, 2006
SECURITIES AMERICA, INC.
January 2, 2002 - April 18, 2002
LADENBURG CAPITAL MANAGEMENT INC.
November 10, 2000 - January 2, 2002
LADENBURG THALMANN & CO. INC.
June 5, 1996 - June 10, 1996
COMMONWEALTH FINANCIAL NETWORK
May 20, 1996 - December 7, 2000
PRIME CHARTER LTD.
April 12, 1995 - May 30, 1996
JWGENESIS SECURITIES, INC.
October 17, 1994 - December 12, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
