Suzanne M. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Minako Ford, who also goes by Suzanne Minako Ford, Suzanne Minako Pressley, Suzanne Minako Waterhouse, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1994. Suzanne had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2020 - May 5, 2023
AVALON WEALTH MANAGEMENT LLC
November 27, 2015 - February 28, 2020
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
February 13, 2002 - January 5, 2006
AVALON INVESTMENT & ADVISORY
August 29, 1996 - May 4, 2001
MORGAN STANLEY & CO. LLC
July 20, 1994 - February 10, 1995
GSC SECURITIES, INC.
June 7, 1994 - February 10, 1995
GOVERNMENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVALON WEALTH MANAGEMENT LLC
CRD#: 162745 / SEC#: , 8-69066
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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