Norman D. Colbert
Professional summary
Norman Dale Colbert II, who also goes by Norm Colbert II, is a registered financial professional currently at SAINTS ADVISORS LLC located in Denver, Colorado.
Norman is registered as a RR (Registered Representative) and started their career in finance in 1993. Norman has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Dale Colbert II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2022 - Present
SAINTS ADVISORS LLC
Office #1: 205 Madison Street, Denver, CO 80206February 25, 2019 - May 1, 2020
CANACCORD GENUITY LLC
October 16, 2009 - October 7, 2019
PETSKY PRUNIER SECURITIES, LLC
February 1, 2000 - April 9, 2008
J.P. MORGAN SECURITIES INC.
April 26, 1995 - February 1, 2000
HAMBRECHT & QUIST LLC
October 1, 1993 - March 9, 1995
BANCAMERICA SECURITIES, INC.
August 18, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2024)
Exams
Series 99TO
Date: 12/12/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SAINTS ADVISORS LLC
CRD#: 117126 / SEC#: , 8-53586
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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