Michael S. Kirsh

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CRD#: 2344910

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Sobel Kirsh was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 13 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 25, 2019 - August 3, 2021

BCW SECURITIES LLC

CRD#: 144930

WESTPORT, CT

Past

December 7, 2015 - July 7, 2016

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

April 12, 2013 - May 1, 2014

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

April 29, 2009 - March 28, 2013

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

January 7, 2009 - May 6, 2009

KNIGHT LIBERTAS LLC

CRD#: 124790

GREENWICH, CT

Past

July 20, 1999 - February 13, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 29, 1999 - July 26, 1999

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

February 19, 1998 - January 26, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 9, 1996 - June 24, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

September 17, 1996 - December 9, 1996

M. J. WHITMAN, INC.

CRD#: 27870

NEW YORK, NY

Past

March 30, 1995 - November 2, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 4, 1994 - August 23, 1994

VOLPE BROWN WHELAN & COMPANY, LLC

CRD#: 18329

SAN FRANCISCO, CA

Past

March 29, 1994 - May 10, 1994

DAKIN SECURITIES CORPORATION

CRD#: 6142

SAN FRANCISCO, CA

Past

April 26, 1993 - August 10, 1993

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/17/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/23/1993

General Securities Representative Examination

Current Firm

BCW SECURITIES LLC

CRD#: 144930 / SEC#: , 8-67685

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

55 Post Road West, Suite 200, Westport, CT 06880

Mailing Address

55 Post Road West, Suite 200, Westport, CT 06880

Phone number

(203) 983-3350

Established

Delaware since 05/24/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RIVERSIDE MANAGEMENT GROUP LLC	100% DIRECT OWNER
BERNEGGER, MARK ANGELO	CEO/CCO/GSP	4957208
CARPENTER, DAVID JAMES	GENERAL SECURITIES PRINCIPAL
VIGLIAROLO, JOSEPH CHARLES	FINOP	4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Kirsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

T3 TRADING GROUP, LLC

MORGAN STANLEY & CO. LLC

BTIG, LLC

KNIGHT LIBERTAS LLC

MORGAN STANLEY & CO. LLC

SCHRODER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALEX. BROWN & SONS INCORPORATED

M. J. WHITMAN, INC.

UBS FINANCIAL SERVICES INC.

VOLPE BROWN WHELAN & COMPANY, LLC

DAKIN SECURITIES CORPORATION

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/1993

SIE

Date: 7/7/2016

Series 3

Date: 10/17/2011

Series 7

Date: 4/23/1993

Current Firm

BCW SECURITIES LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BCW SECURITIES LLC

TRUST BUT VERIFY

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