John H. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Knight MR, who also goes by John Henry Knight Jr, John Henry Knight, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2024 - July 3, 2024
KNIGHTS II & ASSOCIATES, LLC
January 31, 2018 - December 31, 2022
KNIGHTS II & ASSOCIATES, LLC
February 3, 2016 - December 31, 2017
KNIGHTS II & ASSOCIATES, LLC
April 8, 2015 - May 31, 2016
SECURITIES AMERICA, INC.
March 26, 2015 - May 31, 2016
SECURITIES AMERICA ADVISORS, INC.
February 25, 2015 - March 24, 2015
FINTEGRA, LLC
February 25, 2015 - March 24, 2015
FINTEGRA, LLC
June 18, 2008 - February 13, 2015
OSAIC SERVICES, INC.
June 12, 2008 - February 13, 2015
OSAIC SERVICES, INC.
June 6, 2008 - June 9, 2008
OSAIC SERVICES, INC.
November 23, 1999 - June 18, 2008
LPL FINANCIAL LLC
October 15, 1999 - June 18, 2008
LPL FINANCIAL LLC
November 30, 1995 - October 22, 1999
IDS LIFE INSURANCE COMPANY
November 30, 1995 - October 22, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 1995 - April 27, 1995
DICKINSON & CO.
February 2, 1995 - March 22, 1995
A. T. BROD & CO. INC.
June 9, 1994 - July 8, 1994
CHATFIELD DEAN & CO., INC.
May 18, 1993 - February 16, 1994
ROBERT W. BAIRD & CO. INCORPORATED
May 18, 1993 - February 16, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KNIGHTS II & ASSOCIATES, LLC
CRD#: 111734 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 989,882 |
Red Flags
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