John D. Stover
HORNOR, TOWNSEND & KENT
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 2344900
Professional summary
John Donald Stover, CFP®, who also goes by John D Stover, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Franklin, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John D Stover
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PS&G FINANCIAL PARTNERS | POSITION HELD: AGENT | ADDRESS: 133 HOLIDAY COURT, SUITE 204, FRANKLIN, TN 37067 | START DATE: 07/13/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 150 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: FOCUS FINANCIAL GROUP | POSITION HELD: OWNER/PRESIDENT | ADDRESS: 133 HOLIDAY COURT, SUITE 204, FRANKLIN, TN 37067 | START DATE: 08/01/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 100 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES:INSURANCE & INVESTMENTS INCLUDING FINANACIAL PLANNING IN ADDITION TO SALES AND SERVICE OF DISABILITY AND HEALTH, GROUP BENEFIT, LIFE PRODUCTS INCLUDING PENN MUTUAL .
CRS (Client Relationship Summary) - RIA
Click below to view John Donald Stover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
August 1, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 133 Holiday Court Suite 204, Franklin, TN 37067RIA
BD
CRD#: 4031
Franklin, TN
Past
July 15, 2019 - August 2, 2023
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Franklin, TN
Past
June 21, 2019 - July 24, 2019
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
SCHAUMBURG, IL
Past
October 4, 2013 - October 9, 2019
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
FRANKLIN, TN
Past
September 6, 2013 - July 18, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
FRANKLIN, TN
Past
December 1, 2006 - September 5, 2013
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
FRANKLIN, TN
Past
September 19, 2006 - September 5, 2013
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
FRANKLIN, TN
Past
February 1, 2005 - June 16, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
FRANKLIN, TN
Past
December 19, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
FRANKLIN, TN
Past
May 14, 1997 - December 19, 2003
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
May 3, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
May 3, 1993 - May 13, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/1/2023)
IAR
Arkansas(8/1/2023)
IAR
California(8/1/2023)
IAR
Colorado(8/1/2023)
IAR
Florida(8/2/2023)
IAR
Georgia(8/3/2023)
IAR
Indiana(9/20/2023)
IAR
Kentucky(8/1/2023)
IAR
Massachusetts(5/15/2024)
IAR
Michigan(8/1/2023)
IAR
Mississippi(8/1/2023)
IAR
Missouri(8/1/2023)
IAR
New Jersey(8/1/2023)
IAR
New York(8/1/2023)
IAR
North Carolina(8/1/2023)
IAR
Pennsylvania(8/1/2023)
IAR
South Carolina(8/1/2023)
IAR
Tennessee(8/2/2023)
IAR
Virginia(8/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
