Loyd J. Stroup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loyd Junior Stroup, who also goes by Loyd Stroup, was a registered financial professional .
Loyd is a previously registered financial professional and started their career in finance in 1993. Loyd had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2007 - September 13, 2016
THE O.N. EQUITY SALES COMPANY
November 16, 2007 - September 13, 2016
ON INVESTMENT MANAGEMENT CO
June 2, 2005 - November 15, 2007
ON INVESTMENT MANAGEMENT CO
June 2, 2005 - November 15, 2007
THE O.N. EQUITY SALES COMPANY
May 10, 2004 - June 7, 2005
MONEY CONCEPTS CAPITAL CORP
February 20, 2001 - June 7, 2005
MONEY CONCEPTS CAPITAL CORP
September 4, 1999 - December 31, 2000
WOODBURY FINANCIAL SERVICES, INC.
May 27, 1993 - October 6, 1998
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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