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Stuart Farber

CRD# 2344683·Registered 1993 - 2025
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Farber, who also goes by Douglas Stuart Farber, Dusty Farber, Stuart Douglas Farber, was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 1993 - 2025. Stuart had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas Stuart Farber, Dusty Farber, Stuart Douglas Farber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
Lakewood, CO
March 5, 2021 - January 2, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Los Angeles, CA
January 12, 2018 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Los Angeles, CA
January 12, 2018 - March 2, 2021
WOODRIDGE WEALTH MANAGEMENT, LLC·CRD# 226724
RIA
Los Angeles, CA
June 23, 2016 - February 28, 2018
REALTA EQUITIES, INC.·CRD# 23769
BD
Los Angeles, CA
June 8, 2016 - December 22, 2017
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Santa Barbara, CA
April 18, 2016 - June 6, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Los Angeles, CA
January 29, 2015 - June 6, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Los Angeles, CA
January 29, 2015 - June 6, 2016
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
BD
Los Angeles, CA
January 3, 2005 - January 30, 2015
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
January 6, 2000 - December 31, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
February 22, 1996 - January 10, 2000
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
February 22, 1996 - January 10, 2000
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
December 21, 1993 - February 23, 1996

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Current Firm

PR
P.J. ROBB VARIABLE, LLC

P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC

CRD#: 38339 / SEC#: 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Mailing Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Phone Number

(901) 722-5433

Established

Tennessee since 02/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRUMP LIFE INSURANCE SERVICES, LLCOWNER—
COLLINS, HEATHER MARIEASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER5851459
CORDLE, COYE BAXTER IIICHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER4544954
HARRISON, BRUCE ANDREWPRESIDENT, CEO AND CHAIRMAN OF THE BOARD /MANAGER2232934
MARSHALL, DARRYL KEVINSECRETARY, VICE PRESIDENT/MANAGER2508479
MERCHANT, JEFFREY SCHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / MANAGER4668892
SANTELL, CHRISTY CAROLASSISTANT PRINCIPAL OPERATIONS OFFICER6272704

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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