Stuart Farber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Farber, who also goes by Douglas Stuart Farber, Dusty Farber, Stuart Douglas Farber, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1993. Stuart had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2021 - January 2, 2025
P.J. ROBB VARIABLE, LLC
January 12, 2018 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2018 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 2016 - February 28, 2018
WOODRIDGE WEALTH MANAGEMENT, LLC
June 8, 2016 - December 22, 2017
REALTA EQUITIES, INC.
April 18, 2016 - June 6, 2016
KESTRA ADVISORY SERVICES, LLC
January 29, 2015 - June 6, 2016
KESTRA INVESTMENT SERVICES, LLC
January 29, 2015 - June 6, 2016
KESTRA INVESTMENT SERVICES, LLC
January 3, 2005 - January 30, 2015
CBIZ FINANCIAL SOLUTIONS, INC.
January 6, 2000 - December 31, 2004
NATIONAL PLANNING CORPORATION
February 22, 1996 - January 10, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 22, 1996 - January 10, 2000
OSAIC FA, INC.
December 21, 1993 - February 23, 1996
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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