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Robert Andrew Mazur Jr

CRD# 2344540·Registered 1993 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Andrew Mazur JR, who also goes by Robert Andrew Mazir Jr, Robert Andrew Mazur, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1993 - 2024. Robert had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Andrew Mazir Jr, Robert Andrew Mazur

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PROXY WEALTH ADVISORS LLC·CRD# 298080
RIA
Tallahassee, FL
February 28, 2022 - May 15, 2024
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
RIA
Winter Garden, FL
October 18, 2018 - January 13, 2022
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Winter Garden, FL
October 9, 2018 - January 13, 2022
MORGAN STANLEY·CRD# 149777
RIA
Lakeland, FL
July 31, 2015 - October 2, 2018
MORGAN STANLEY·CRD# 149777
BD
Lakeland, FL
July 24, 2015 - October 2, 2018
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Lakeland, FL
October 19, 2011 - July 28, 2015
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Lakeland, FL
September 26, 2011 - July 28, 2015
GL INVESTMENT SERVICES, LLC·CRD# 152158
RIA
Tampa, FL
June 15, 2010 - September 19, 2011
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Tallahassee, FL
January 30, 2008 - June 9, 2009
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Tallahassee, FL
January 28, 2008 - June 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Tallahassee, FL
May 31, 2005 - January 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Tallahassee, FL
May 27, 2005 - January 3, 2008
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Tallahassee, FL
January 10, 2002 - May 20, 2005
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
January 9, 2002 - May 20, 2005
SOUTHTRUST SECURITIES, LLC·CRD# 17922
BD
Birmingham, AL
March 26, 2001 - January 29, 2002
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
August 7, 2000 - April 6, 2001
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
September 27, 1999 - July 26, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 1, 1995 - July 11, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 14, 1993 - October 26, 1994

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Current Firm

PW
PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - SEC (7/10/2023 Approved)
California
Registered Investment Advisory firm - California (8/10/2023 Terminated)
Florida
Registered Investment Advisory firm - Florida (7/11/2023 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (7/13/2023 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (7/12/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (7/11/2023 Terminated)
New York
Registered Investment Advisory firm - New York (7/11/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/11/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786

Phone Number

(646) 289-5075

# of Employees

25

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROXY WEALTH ADVISORS BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

614

AUM (Assets Under Management)

$83,253,573

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Four Two Nine, Inc., not investment related, Polk City, FL, commercial real estate, Consultant, 04/2022, 80, 80, consult on finance and management issues.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - SEC (7/10/2023 Approved)
California
Registered Investment Advisory firm - California (8/10/2023 Terminated)
Florida
Registered Investment Advisory firm - Florida (7/11/2023 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (7/13/2023 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (7/12/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (7/11/2023 Terminated)
New York
Registered Investment Advisory firm - New York (7/11/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/11/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1999About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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