Robert A. Mazur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Mazur JR, who also goes by Robert Andrew Mazir Jr, Robert Andrew Mazur, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2022 - May 15, 2024
PROXY WEALTH ADVISORS LLC
October 18, 2018 - January 13, 2022
CUNA BROKERAGE SERVICES, INC.
October 9, 2018 - January 13, 2022
CUNA BROKERAGE SERVICES, INC.
July 31, 2015 - October 2, 2018
MORGAN STANLEY
July 24, 2015 - October 2, 2018
MORGAN STANLEY
October 19, 2011 - July 28, 2015
TRUIST INVESTMENT SERVICES, INC.
September 26, 2011 - July 28, 2015
TRUIST INVESTMENT SERVICES, INC.
June 15, 2010 - September 19, 2011
GL INVESTMENT SERVICES, LLC
January 30, 2008 - June 9, 2009
TRUIST INVESTMENT SERVICES, INC.
January 28, 2008 - June 9, 2009
TRUIST INVESTMENT SERVICES, INC.
May 31, 2005 - January 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2005 - January 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2002 - May 20, 2005
INVEST FINANCIAL CORPORATION
January 9, 2002 - May 20, 2005
INVEST FINANCIAL CORPORATION
March 26, 2001 - January 29, 2002
SOUTHTRUST SECURITIES, LLC
August 7, 2000 - April 6, 2001
PRINCIPAL SECURITIES, INC.
September 27, 1999 - July 26, 2000
PRUCO SECURITIES, LLC.
January 1, 1995 - July 11, 1995
CITIGROUP GLOBAL MARKETS INC.
July 14, 1993 - October 26, 1994
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
PROXY WEALTH ADVISORS LLC
CRD#: 298080 / SEC#: 801-128321
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROXY WEALTH ADVISORS LLC
CRD#: 298080 / SEC#: 801-128321
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 90,035,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
