David M. Langan
Professional summary
David M Langan, who also goes by David Michael Langa, David Michael Langan, David M Langan, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David M Langan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202February 7, 2022 - June 1, 2022
CUSO FINANCIAL SERVICES, L.P.
July 16, 2021 - February 2, 2022
THE LEADERS GROUP, INC.
April 3, 2008 - November 3, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
January 19, 2006 - March 25, 2008
VP DISTRIBUTORS LLC
November 30, 2004 - January 18, 2006
TOUCHSTONE SECURITIES, INC.
March 4, 2003 - April 12, 2004
DIRECTED SERVICES LLC
August 14, 2001 - February 28, 2003
AMERITAS INVESTMENT COMPANY, LLC
December 31, 2000 - August 22, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 26, 1996 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
October 5, 1995 - August 16, 1996
PINEBRIDGE SECURITIES LLC
October 18, 1993 - December 6, 1994
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
(6/21/2022)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
