Nikos E. Monogenis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikos Emanuel Monogenis, who also goes by Nick Emanuel Monogenis, Nick Monogenis, was a registered financial professional .
Nikos is a previously registered financial professional and started their career in finance in 1995. Nikos had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2025 - February 6, 2026
CASTLE HILL CAPITAL PARTNERS, INC.
September 18, 2018 - September 30, 2020
FORESIDE FINANCIAL SERVICES, LLC
November 20, 2001 - July 2, 2014
PORTALES PARTNERS, LLC
September 21, 2000 - July 12, 2001
BANC OF AMERICA SECURITIES LLC
February 7, 1995 - October 8, 1998
PINEBRIDGE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/19/2002
Limited Representative-Equity Trader ExamCurrent Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (37 States and Territories)
Red Flags
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