DM
Daniel J. Mcgee
FEF DISTRIBUTORS
New York, NY 10105-4800
Some features on this profile are disabled
CRD#: 2344301
DM
Professional summary
Daniel John Mcgee is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Mcgee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
FEF DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105-4800BD
CRD#: 46585
New York, NY
Past
November 30, 2022 - July 2, 2024
CCO CAPITAL, LLC
BD
CRD#: 31147
PHOENIX, AZ
Past
April 3, 2013 - October 13, 2022
BARINGS SECURITIES LLC
BD
CRD#: 36929
CHARLOTTE, NC
Past
November 29, 2007 - March 19, 2013
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
CHARLOTTE, NC
Past
July 15, 2004 - March 19, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
CHARLOTTE, NC
Past
June 29, 2004 - March 19, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
CHARLOTTE, NC
Past
December 15, 2003 - July 15, 2004
SAPERE WEALTH MANAGEMENT, LLC
RIA
CRD#: 119598
MATTHEWS, NC
Past
July 22, 2003 - May 20, 2004
SAPERE WEALTH CREATION, LLC
BD
CRD#: 121561
MATTHEWS, NC
Past
August 10, 1993 - July 7, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2025)
RR
Alaska(4/2/2025)
RR
Arizona(4/2/2025)
RR
Arkansas(4/2/2025)
RR
California(4/2/2025)
RR
Colorado(4/2/2025)
RR
Connecticut(4/2/2025)
RR
Delaware(4/2/2025)
RR
District of Columbia(4/2/2025)
RR
Florida(4/2/2025)
RR
Georgia(4/2/2025)
RR
Hawaii(4/2/2025)
RR
Idaho(4/2/2025)
RR
Illinois(4/2/2025)
RR
Indiana(4/2/2025)
RR
Iowa(4/2/2025)
RR
Kansas(4/2/2025)
RR
Kentucky(4/2/2025)
RR
Louisiana(4/2/2025)
RR
Maine(4/2/2025)
RR
Maryland(4/2/2025)
RR
Massachusetts(4/2/2025)
RR
Michigan(4/2/2025)
RR
Minnesota(4/2/2025)
RR
Mississippi(4/2/2025)
RR
Missouri(4/2/2025)
RR
Montana(4/2/2025)
RR
Nebraska(4/2/2025)
RR
Nevada(4/2/2025)
RR
New Hampshire(4/2/2025)
RR
New Jersey(4/2/2025)
RR
New Mexico(4/2/2025)
RR
New York(4/2/2025)
RR
North Carolina(4/2/2025)
RR
North Dakota(4/2/2025)
RR
Ohio(4/3/2025)
RR
Oklahoma(4/2/2025)
RR
Oregon(4/2/2025)
RR
Pennsylvania(4/2/2025)
RR
Puerto Rico(4/2/2025)
RR
Rhode Island(4/2/2025)
RR
South Carolina(4/2/2025)
RR
South Dakota(4/2/2025)
RR
Tennessee(4/2/2025)
RR
Texas(4/2/2025)
RR
Utah(4/2/2025)
RR
Vermont(4/2/2025)
RR
Virginia(4/2/2025)
RR
Washington(4/2/2025)
RR
West Virginia(4/2/2025)
RR
Wisconsin(4/2/2025)
RR
Wyoming(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FEF DISTRIBUTORS, LLC
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC
CRD#: 46585 / SEC#: , 8-51483
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Phone number
(212) 698-3300
Established
Delaware since 01/27/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
