Daniel Cortazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Cortazar was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - June 27, 2012
AGILE PT GROUP LLC
October 25, 2011 - January 20, 2012
WTS PROPRIETARY TRADING GROUP LLC
March 7, 2011 - August 8, 2011
ECHOTRADE LLC
May 17, 2010 - December 13, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
April 17, 2006 - May 14, 2009
ECHOTRADE LLC
November 21, 2005 - January 31, 2006
W.A. CAPITAL MARKETS
September 12, 1995 - March 22, 2004
SCHONFELD SECURITIES, LLC
March 20, 1995 - August 29, 1995
CITIGROUP GLOBAL MARKETS INC.
October 5, 1993 - July 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 1993 - September 29, 1993
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
AGILE PT GROUP LLC
CRD#: 155177 / SEC#: , 8-68702
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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