Daryl J. Tegtmeier

EPOCH FAMILY WEALTH

O Fallon, MO

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CRD#: 2344045

Professional summary

Daryl John Tegtmeier, CFP® is a registered financial advisor currently at EPOCH FAMILY WEALTH located in O Fallon, Missouri.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daryl has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/7/2007 - NON-VARIABLE INSURANCE - UL AND TERM LIFE INSURANCE PLACED THROUGH OUTSIDE CARRIER(S). - INVESTMENT RELATED - 5% TIME SPENT - CHESTERFIELD, MO. 2. 12/7/2007 - REAL ESTATE RENTAL - MAKAVRIO PROPERTIES - LLC MY WIFE AND I OWN THAT OWNS REAL ESTATE. - INVESTMENT RELATED - 3% TIME SPENT / ACTIVITY BEGAN 8/07 - O'FALLON, MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl John Tegtmeier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 24, 2017 - Present

EPOCH FAMILY WEALTH

RIA

CRD#: 286107

O Fallon, MO

Past

April 9, 2013 - February 24, 2017

PANOPTIC WEALTH ADVOCATES

RIA

CRD#: 166440

SAINT LOUIS, MO

Past

January 11, 2008 - February 23, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHESTERFIELD, MO

Past

January 11, 2008 - February 23, 2017

LPL FINANCIAL LLC

CRD#: 6413

CHESTERFIELD, MO

Past

July 13, 2006 - January 15, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

CLAYTON, MO

Past

July 13, 2006 - January 15, 2008

OSAIC FA, INC.

CRD#: 3978

CLAYTON, MO

Past

August 31, 2004 - June 22, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

O FALLON, MO

Past

June 9, 1993 - June 22, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

O FALLON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/8/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2002

General Securities Principal Examination

Current Firm

EPOCH FAMILY WEALTH

EPOCH FAMILY WEALTH | EPOCH FAMILY WEALTH, LLC

CRD#: 286107 / SEC#:

Missouri

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

Weldon Spring, MO

Mailing Address

Phone number

(314) 312-0280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 9,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Daryl J. Tegtmeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl John Tegtmeier's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANOPTIC WEALTH ADVOCATES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FA, INC.

OSAIC FA, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2002

Series 63

Date: 6/8/1993

SIE

Date: 2/23/2017

Series 7

Date: 7/13/2001

Series 6

Date: 6/8/1993

Series 24

Date: 10/25/2002

Current Firm

EPOCH FAMILY WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPOCH FAMILY WEALTH

TRUST BUT VERIFY

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