Thomas Kokinda
Professional summary
Thomas Kokinda JR, who also goes by Thomas Kokinda, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Sherborn, Massachusetts.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Kokinda JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
VANDERBILT SECURITIES, LLC
January 16, 2009 - December 31, 2024
THE LEADERS GROUP, INC.
August 1, 2008 - January 2, 2009
NATIONWIDE SECURITIES, LLC
May 12, 2004 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
June 16, 1993 - March 23, 2004
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(1/2/2025)
(1/2/2025)
(1/2/2025)
(1/2/2025)
(1/2/2025)
(1/2/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
