Gail C. Hardman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Christine Hardman, who also goes by Gail C Hardman, Gail Christine Larsen, Gail Christine Wood, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1993. Gail had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2012 - August 19, 2016
P.J. ROBB VARIABLE, LLC
May 4, 2011 - November 17, 2011
LPL FINANCIAL LLC
May 3, 2011 - November 17, 2011
LPL FINANCIAL LLC
April 3, 2008 - July 20, 2009
AMERITAS INVESTMENT COMPANY, LLC
March 16, 2006 - March 28, 2006
SUMMIT CAPITAL ADVISORS
October 14, 2005 - March 17, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
September 23, 2002 - May 13, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 11, 2000 - April 4, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 26, 1998 - July 25, 2000
AMERITAS INVESTMENT COMPANY, LLC
June 23, 1994 - January 21, 1998
PACIFIC WEST SECURITIES, INC.
November 3, 1993 - February 19, 1998
PACIFIC HARBOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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