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Gail Christine Hardman

CRD# 2343990·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Gail is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gail Christine Hardman, who also goes by Gail C Hardman, Gail Christine Larsen, Gail Christine Wood, was a registered financial advisor. Gail was a previously registered financial professional and started their career in finance 1993 - 2016. Gail had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gail C Hardman, Gail Christine Larsen, Gail Christine Wood

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
Memphis, TN
November 5, 2012 - August 19, 2016
LPL FINANCIAL LLC·CRD# 6413
RIA
Olympia, WA
May 4, 2011 - November 17, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Olympia, WA
May 3, 2011 - November 17, 2011
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
April 3, 2008 - July 20, 2009
SUMMIT CAPITAL ADVISORS·CRD# 116737
RIA
Tacoma, WA
March 16, 2006 - March 28, 2006
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
October 14, 2005 - March 17, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
September 23, 2002 - May 13, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
September 11, 2000 - April 4, 2002
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
January 26, 1998 - July 25, 2000
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Renton, WA
June 23, 1994 - January 21, 1998
PACIFIC HARBOR SECURITIES, INC.·CRD# 8755
BD
Highland, UT
November 3, 1993 - February 19, 1998

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Current Firm

PR
P.J. ROBB VARIABLE, LLC

P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC

CRD#: 38339 / SEC#: 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Mailing Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Phone Number

(901) 722-5433

Established

Tennessee since 02/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRUMP LIFE INSURANCE SERVICES, LLCOWNER—
COLLINS, HEATHER MARIEASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER5851459
CORDLE, COYE BAXTER IIICHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER4544954
HARRISON, BRUCE ANDREWPRESIDENT, CEO AND CHAIRMAN OF THE BOARD /MANAGER2232934
MARSHALL, DARRYL KEVINSECRETARY, VICE PRESIDENT/MANAGER2508479
MERCHANT, JEFFREY SCHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / MANAGER4668892
SANTELL, CHRISTY CAROLASSISTANT PRINCIPAL OPERATIONS OFFICER6272704

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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