Michael J. Brassill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Brassill was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 1998 - October 27, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
January 14, 1998 - April 15, 1998
INTERNATIONAL BOND AND SHARE, INC.
July 16, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 1, 1997 - May 28, 1997
INSTITUTIONAL EQUITY CORPORATION
February 18, 1997 - March 19, 1997
MATRIX SECURITIES CORPORATION
October 20, 1993 - December 20, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN, TAYLOR & ASSOCIATES, INC.
CRD#: 37447 / SEC#: , 8-47751
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 8 |
Red Flags
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