Craig W. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig William Perkins was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1995. Craig had worked at 2 firms and has passed the Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 1996 - November 28, 2000
TITLE SECURITIES, INC.
November 7, 1995 - August 28, 1996
THE THIRD MARKET CORP.
March 13, 1995 - September 15, 1995
THE THIRD MARKET CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 3/10/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
TITLE SECURITIES, INC.
CRD#: 30057 / SEC#: , 8-33556
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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