MF
Mark A. Foster
NWF ADVISORY SERVICES
ALAMO, CA
Some features on this profile are disabled
CRD#: 2343298
MF
Professional summary
Mark Allan Foster SR, AIF®, who also goes by Marcus Foster, Mark Allan Foster, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Alamo, California and OSAIC WEALTH, INC. located in Alamo, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Foster | Mark Allan Foster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARK FOSTER INSURANCE SERVICES. 1994-PRESENT. SELLS AND SERVICES GROUP HEALTH INSURANCE. 2. RENTAL PROPERTY. I'M RENTING OUT MY PRIOR PERSONAL RESIDENCE LOCATED IN DUBLIN, CA,08/09/2013. 3. OUTSIDE INSURANCE, SALES AND SERVICE OF FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE, AND LONG-TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 6/16/15. 4. MBFS INC. POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 7821 Galway Cir Dublin CA 94568 DESCRIPTION: An Entity established to pass through business expenses 5. NWF ADVISORY SERVICES INC. POSITION: Investment advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/06/2025 ADDRESS: 1189 Livorna Rd Alamo CA 94507 DESCRIPTION: I provide advisory services such as wrap accounts and financial planning. I devote about half of my time to this business. 6. RENTAL POSITION: Owner NATURE: Rental house not incorporated INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 10872 Inspiration Cir Dublin CA 94568 DESCRIPTION: As the owner, I collect rent 7. INSURANCE AGENT POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/16/2015 ADDRESS: 571 Putter Ct Incline VIllage NV 89451 DESCRIPTION: Review, sell Insurance products 8. MBFS INC POSITION: President / Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2005 ADDRESS: 571 Putter Ct Incline VIllage NV 89451 DESCRIPTION: Maintain corporate articles, run business expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allan Foster SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 19, 2025 - Present
NWF ADVISORY SERVICES INC
RIA
CRD#: 110410
ALAMO, CA
Current
March 28, 2024 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
ALAMO, CA
Past
March 28, 2024 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Alamo, CA
Past
October 16, 2006 - April 8, 2024
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
ALAMO, CA
Past
December 21, 1994 - April 8, 2024
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
ALAMO, CA
Past
July 20, 1993 - October 31, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2024)
RR
Alaska(3/28/2024)
RR
Arizona(3/28/2024)
RR
California(3/28/2024)
IAR
California(5/19/2025)
RR
Colorado(3/28/2024)
RR
District of Columbia(3/28/2024)
RR
Georgia(4/2/2024)
RR
Hawaii(6/18/2024)
RR
Idaho(3/28/2024)
RR
Illinois(5/1/2024)
RR
Indiana(3/28/2024)
RR
Iowa(4/1/2024)
RR
Kentucky(3/28/2024)
RR
Maryland(3/28/2024)
RR
Michigan(3/28/2024)
RR
Missouri(3/28/2024)
RR
Montana(3/28/2024)
RR
Nevada(3/28/2024)
RR
New Jersey(3/28/2024)
RR
New Mexico(3/28/2024)
RR
New York(3/28/2024)
RR
North Carolina(4/8/2024)
RR
Oregon(4/9/2024)
RR
Pennsylvania(3/28/2024)
RR
South Dakota(3/28/2024)
RR
Texas(3/28/2024)
RR
Utah(3/28/2024)
RR
Virginia(3/28/2024)
RR
Washington(3/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
