Michael R. Dennehy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Dennehy, who also goes by Mike Robert Dennehy Mr., was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2022 - March 10, 2025
CALAMOS FINANCIAL SERVICES LLC
March 5, 2021 - January 27, 2022
CEROS FINANCIAL SERVICES, INC.
July 21, 2011 - May 27, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 22, 2010 - July 11, 2011
OLD MUTUAL INVESTMENT PARTNERS
April 23, 2007 - January 26, 2010
MWAM DISTRIBUTORS, LLC
March 24, 2004 - April 16, 2007
CHARLES SCHWAB & CO., INC.
November 6, 2003 - February 24, 2004
AMG DISTRIBUTORS, INC.
February 28, 2002 - September 10, 2002
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 16, 1997 - February 28, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
July 1, 1993 - May 22, 1996
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALAMOS FINANCIAL SERVICES LLC
CRD#: 19850 / SEC#: , 8-37854
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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