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Michael Robert Dennehy

CRD# 2343084·Registered 1993 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Robert Dennehy, who also goes by Mike Robert Dennehy Mr., was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1993 - 2025. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Robert Dennehy Mr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CALAMOS FINANCIAL SERVICES LLC·CRD# 19850
BD
Naperville, IL
December 5, 2022 - March 10, 2025
CEROS FINANCIAL SERVICES, INC.·CRD# 37869
BD
Rockville, MD
March 5, 2021 - January 27, 2022
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
July 21, 2011 - May 27, 2019
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
BD
Boston, MA
February 22, 2010 - July 11, 2011
MWAM DISTRIBUTORS, LLC·CRD# 132031
BD
Los Angeles, CA
April 23, 2007 - January 26, 2010
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Boston, MA
March 24, 2004 - April 16, 2007
AMG DISTRIBUTORS, INC.·CRD# 27314
BD
Stamford, CT
November 6, 2003 - February 24, 2004
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC·CRD# 30107
BD
Boston, MA
February 28, 2002 - September 10, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Seattle, WA
January 16, 1997 - February 28, 2002
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
July 1, 1993 - May 22, 1996

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Current Firm

CF
CALAMOS FINANCIAL SERVICES LLC

CALAMOS FINANCIAL SERVICES LLC | CALAMOS FINANCIAL SERVICES, INC.

CRD#: 19850 / SEC#: 8-37854
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

2020 Calamos Court, Naperville, IL 60563-2787

Phone Number

(630) 245-7200

Established

Delaware since 09/15/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CALAMOS INVESTMENTS LLCSOLE MEMBER/MANAGER—
KOUDOUNIS, JOHN SPIROPRESIDENT AND CHIEF EXECUTIVE OFFICER1878118
DUFRESNE, DANIEL LEOEVP, CHIEF OPERATING OFFICER2852606
HELMETAG, CHRISTIAN ALLANFINANCIAL OPERATION PRINCIPAL5282700
HELMETAG, CHRISTIAN ALLANPRINCIPAL OPERATIONS OFFICER5282700
KILEY, THOMAS PATRICKSVP CHIEF DISTRIBUTION OFFICER2869770
KILEY, THOMAS PATRICKPRINCIPAL EXECUTIVE OFFICER2869770
OJALA, ERIK DONALDGENERAL COUNSEL & SECRETARY4758365
OJALA, ERIK DONALDSVP, CHIEF COMPLIANCE OFFICER4758365

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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