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Brian Frederick Pilcher

CRD# 2342704·Registered 1993 - 2021
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Frederick Pilcher was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1993 - 2021. Brian had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CUTLER GROUP, LLC·CRD# 31730
BD
San Francisco, CA
August 27, 2010 - April 27, 2021
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
July 9, 1993 - September 15, 1997

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Current Firm

CG
CUTLER GROUP, LLC

CUTLER GROUP, LLC | TSC PARTNERS, L.P. | CUTLER GROUP, LP

CRD#: 31730 / SEC#: 8-42415
BD
Terminated by SEC on 07/16/2024

Contact Information

Established

Delaware since 07/01/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CUTLER, TRENT SHAWNMEMBER1749857
JUNO, STEVEN DMEMBER4946514
HILL, JONATHAN LEECEO4993712
LOUDON, ROBIN MALCOMCLASS A MEMBER5434470
PATTERSON, DOUGLAS BRIANCHIEF COMPLIANCE OFFICER2566967
SHARABATI, NADER ALICFO AND FINOP4297907
TRENT CUTLER CAPITAL, LLCMANAGING MEMBER—

Disclosures

Regulatory Event

27

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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