Gail J. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Janet Parker, who also goes by Gail Lantz, Gail Mcdowell, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1993. Gail had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2006 - November 4, 2022
INDEPENDENT PROGRESSIVE ADVISORS, LLC
November 21, 1995 - January 30, 1997
SECURITIES AMERICA, INC.
June 8, 1995 - November 9, 1995
LPL FINANCIAL LLC
May 13, 1993 - February 2, 1995
IDS LIFE INSURANCE COMPANY
May 13, 1993 - February 2, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT PROGRESSIVE ADVISORS, LLC
CRD#: 139649 / SEC#: 801-129901
Contact information
Regulatory assets under management
| Total Number of Accounts | 518 |
| AUM (Assets Under Management) | $ 115,245,749 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
