William E. Furia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Furia, CFP®, who also goes by Bill Furia, William E Furia, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
January 2, 2018 - March 23, 2018
BB&T SECURITIES, LLC
January 2, 2018 - March 23, 2018
BB&T SECURITIES, LLC
October 12, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 11, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
May 26, 2011 - November 7, 2011
USAA FINANCIAL ADVISORS, INC.
May 20, 2011 - November 7, 2011
USAA FINANCIAL PLANNING SERVICES
July 6, 2007 - December 31, 2009
WILMINGTON BROKERAGE SERVICES COMPANY
November 10, 2006 - May 22, 2007
CAPITAL PLANNING ADVISORY GROUP INC
February 5, 2002 - September 18, 2006
SEI INVESTMENTS DISTRIBUTION CO.
April 25, 2000 - August 14, 2002
VANGUARD ADVISERS, INC.
November 27, 1996 - January 28, 2002
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
