Michael E. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Hall was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 000, Series 1, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - June 11, 2018
NATIONAL PENSION & GROUP CONSULTANTS, INC
May 23, 2003 - October 29, 2012
ORION PORTFOLIO SOLUTIONS, LLC
April 5, 1984 - June 11, 2018
NATIONAL PENSION & GROUP CONSULTANTS, INC
September 25, 1980 - March 12, 1984
GKB, INC.
January 31, 1980 - October 22, 1980
UBS FINANCIAL SERVICES INC.
May 31, 1977 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
May 5, 1970 - July 3, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 8/28/1970
General Securities Principal ExaminationSeries 1
Date: 10/1/1968
Registered Representative ExaminationSeries 28
Date: 10/23/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NATIONAL PENSION & GROUP CONSULTANTS, INC
CRD#: 613 / SEC#: , 8-11206
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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