Melvin C. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Calhoun Hall, who also goes by Melvin Calhoun Hall Jr, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1994. Melvin had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2015 - July 31, 2015
REGULUS FINANCIAL GROUP, LLC
June 1, 2010 - December 31, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
October 31, 2005 - June 3, 2010
OSAIC SERVICES, INC.
February 3, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
July 1, 2002 - February 7, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
June 22, 1994 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
