Stephen Cutrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Cutrone SR was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1995 - July 27, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
December 9, 1993 - June 3, 1994
H.J. MEYERS & CO., INC.
August 13, 1993 - December 18, 1993
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/12/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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