Jackie D. Wadsworth
Professional summary
Jackie Divono Wadsworth was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jackie is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Jackie had worked at 3 firms, which includes WESTPARK WEALTH ADVISORS INC., IMS SECURITIES INC., RETIREMENT INVESTMENT GROUP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2004 - November 29, 2018
WESTPARK WEALTH ADVISORS, INC.
February 14, 1994 - December 28, 2017
IMS SECURITIES, INC.
January 18, 1994 - December 31, 2004
IMS SECURITIES, INC.
June 22, 1993 - October 12, 1993
RETIREMENT INVESTMENT GROUP
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
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