Lynn W. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Wood Hall was a registered financial advisor .
Lynn is a previously registered financial advisor and started their career in finance in 1977. Lynn had worked at 4 firms and has passed the Series 65, Series 63, Series 18, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2001 - November 20, 2002
WESTPORT RESOURCES MANAGEMENT INC
January 17, 1996 - November 19, 2002
SMH CAPITAL INVESTMENTS LLC
July 31, 1993 - December 19, 1995
CITIGROUP GLOBAL MARKETS INC.
December 17, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
July 25, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 7/18/1977
Securities Industry Rules and Regulations ExaminationPC
Date: 6/21/1977
AMEX Put and Call ExamSeries 1
Date: 3/28/1966
Registered Representative ExaminationCurrent Firm
WESTPORT RESOURCES MANAGEMENT INC
CRD#: 105306 / SEC#: 801-29733
Contact information
Red Flags
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