Albert P. Louw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Peter John Louw, who also goes by Albert P J Louw, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1993. Albert had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2012 - August 6, 2012
INTERNET SECURITIES
March 20, 2008 - September 8, 2010
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
January 17, 2008 - September 8, 2010
WHITE PACIFIC SECURITIES, INC.
December 7, 2004 - April 25, 2006
GLENDALE SECURITIES, INC.
August 21, 2002 - December 10, 2002
1ST DISCOUNT BROKERAGE, INC.
March 27, 1997 - August 21, 2002
ACUMENT SECURITIES, INC.
April 8, 1994 - March 27, 1996
GOLDEN GATE SECURITIES LLC
December 6, 1993 - March 15, 1994
JASON MACKENZIE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNET SECURITIES
CRD#: 102800 / SEC#: , 8-52177
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
