MT
Michael J. Thurman
CAITLIN JOHN
Clarkston, MI
Some features on this profile are disabled
CRD#: 2342123
MT
Professional summary
Michael J Thurman, who also goes by Michael Jon Thurman, is a registered financial advisor currently at CAITLIN JOHN, LLC located in Clarkston, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Jon Thurman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WHITE GLOVE WORKSHOP / NOT INVESTMENT RELATED / 390 PARK ST, BIRMINGHAM, MI / MARKETING SERVICES / CO-OWNER / BOARD MEMBER / JULY 2015 / 10HRS/MTH - 0HRS/MTH DURING TRADING HOURS / BOARD MEMBER. 2. INVESTWISE FINANCIAL LLC / NOT INVESTMENT RELATED / 3883 TELEGRAPH RD STE 204. BLOOMFIELD HILLS, MI / CONSULTANT / MARKETING CONSULTANT / JULY 2008 / 16 HRS/MTH - 8 HRS/MTH DURING TRADING HOURS. 3. SUCCESSOR TRUSTEE TO FAMILY TRUST / NOT INVESTMENT RELATED / CLARKSON, MI / 01/1997 / HOURS DEVOTED TO THIS ACTIVITY 0 HRS/MTH - 0 HRS/MTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael J Thurman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2024 - Present
CAITLIN JOHN, LLC
RIA
CRD#: 154494
Clarkston, MI
Past
February 20, 2019 - May 6, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Bloomfield Hills, MI
Past
February 19, 2019 - May 6, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Bloomfield, MI
Past
April 4, 2012 - October 27, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
BLOOMFIELD HILLS, MI
Past
January 23, 2004 - October 27, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
BLOOMFIELD HILLS, MI
Past
February 2, 1998 - January 22, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 18, 1995 - February 10, 1998
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
May 21, 1993 - July 26, 1995
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CJ
CAITLIN JOHN, LLC
A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT, INC. | IMAGINE ADVISORS, LLC | FORMULA FOLIOS PRESTIGE, LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC
CRD#: 154494 / SEC#: 801-110731
RIA
Registered Investment Advisory firm - (6/26/2017 Approved)California
Registered Investment Advisory firm - (10/1/2017 Terminated)Florida
Registered Investment Advisory firm - (9/1/2017 Terminated)Georgia
Registered Investment Advisory firm - (9/1/2017 Terminated)Illinois
Registered Investment Advisory firm - (6/26/2017 Terminated)Indiana
Registered Investment Advisory firm - (9/1/2017 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2017 Terminated)Michigan
Registered Investment Advisory firm - (9/29/2017 Terminated)New Jersey
Registered Investment Advisory firm - (9/1/2017 Terminated)North Carolina
Registered Investment Advisory firm - (9/5/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (9/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (9/5/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (9/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/23/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CJ
CAITLIN JOHN, LLC
A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT, INC. | IMAGINE ADVISORS, LLC | FORMULA FOLIOS PRESTIGE, LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC
CRD#: 154494 / SEC#: 801-110731
RIA
Registered Investment Advisory firm - (6/26/2017 Approved)California
Registered Investment Advisory firm - (10/1/2017 Terminated)Florida
Registered Investment Advisory firm - (9/1/2017 Terminated)Georgia
Registered Investment Advisory firm - (9/1/2017 Terminated)Illinois
Registered Investment Advisory firm - (6/26/2017 Terminated)Indiana
Registered Investment Advisory firm - (9/1/2017 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2017 Terminated)Michigan
Registered Investment Advisory firm - (9/29/2017 Terminated)New Jersey
Registered Investment Advisory firm - (9/1/2017 Terminated)North Carolina
Registered Investment Advisory firm - (9/5/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (9/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (9/5/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (9/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1024 E. Grand River Ave Suite B, Brighton, MI 48116
Mailing Address
Phone number
(810) 355-1325
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,005 |
| AUM (Assets Under Management) | $ 183,421,272 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
