Kyle M. Lauzon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Matthew Lauzon, who also goes by Kyle Lauzon, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1993. Kyle had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - February 24, 2015
NOBLE CAPITAL MARKETS, INC.
November 24, 2010 - December 7, 2011
DAWSON JAMES SECURITIES, INC.
October 14, 2009 - November 15, 2010
C.K. COOPER & COMPANY, INC.
June 1, 2009 - October 12, 2009
PULSE TRADING, INC.
February 2, 2009 - June 19, 2009
CANTELLA & CO., INC.
October 22, 2004 - February 27, 2009
DAWSON JAMES SECURITIES, INC.
July 12, 2001 - October 14, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
September 22, 1998 - October 21, 1999
TRADE.COM ONLINE SECURITIES, INC.
June 7, 1996 - February 14, 1997
LCP CAPITAL CORP.
January 26, 1996 - June 20, 1996
MEYERS POLLOCK ROBBINS, INC.
May 18, 1995 - January 29, 1996
JOSEPH ROBERTS & CO., INC.
May 3, 1994 - May 10, 1995
JOSEPH STEVENS & CO., INC.
November 1, 1993 - May 5, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
