Benjamin R. Gooding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Randall Gooding was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1993. Benjamin had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2010 - December 31, 2013
GOODING CAPITAL MANAGEMENT LLC
January 1, 2009 - December 31, 2009
GOODING CAPITAL MANAGEMENT LLC
September 26, 2007 - December 31, 2008
GOODING CAPITAL MANAGEMENT LLC
May 16, 2006 - September 25, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 29, 2005 - September 25, 2006
TD AMERITRADE, INC.
August 29, 2005 - September 25, 2006
TD AMERITRADE, INC.
July 31, 2003 - March 10, 2005
TD AMERITRADE, INC.
February 20, 1996 - March 10, 2005
TD AMERITRADE, INC.
April 18, 1994 - October 4, 1995
FIDELITY BROKERAGE SERVICES LLC
June 4, 1993 - September 3, 1993
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/24/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GOODING CAPITAL MANAGEMENT LLC
CRD#: 144905 / SEC#:
Contact information
Red Flags
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