Jeffrey W. Mccunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Wendell Mccunn, who also goes by Jeff Mccunn, Jeffrey Mccunn, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - December 31, 2015
THE LEADERS GROUP, INC.
February 20, 2015 - December 31, 2015
TLG ADVISORS, INC.
January 3, 2011 - January 28, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - January 28, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 14, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 14, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 30, 1999 - August 21, 2007
UBS FINANCIAL SERVICES INC.
June 4, 1999 - August 21, 2007
UBS FINANCIAL SERVICES INC.
February 15, 1996 - June 4, 1999
EDWARD JONES
August 9, 1994 - May 1, 1995
BOATMEN'S INVESTMENT SERVICES, INC.
July 21, 1993 - August 3, 1994
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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