George G. Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gary Weinberg, who also goes by George G Weinberg, George Gary Weinberg, George Weinberg, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1993. George had worked at 15 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2019 - March 27, 2020
MGI FUNDS DISTRIBUTORS, LLC
February 25, 2019 - March 27, 2020
IMST DISTRIBUTORS, LLC
February 25, 2019 - March 27, 2020
FUNDS DISTRIBUTOR, LLC
February 25, 2019 - March 27, 2020
FORESIDE GLOBAL SERVICES, LLC
February 25, 2019 - March 27, 2020
FORESIDE FUNDS DISTRIBUTORS LLC
February 25, 2019 - March 27, 2020
FORESIDE FINANCIAL SERVICES, LLC
February 25, 2019 - March 27, 2020
COMPASS DISTRIBUTORS, LLC
February 14, 2019 - March 27, 2020
FORESIDE FUND SERVICES, LLC
October 29, 2007 - June 7, 2010
INVESCO CAPITAL MARKETS, INC.
October 29, 2007 - July 9, 2010
MORGAN STANLEY DISTRIBUTORS INC.
July 17, 2006 - July 9, 2010
MORGAN STANLEY DISTRIBUTION, INC.
January 3, 2005 - January 27, 2006
CITIGROUP GLOBAL MARKETS INC.
January 16, 1997 - September 14, 1998
MML INVESTORS SERVICES, LLC
January 31, 1994 - December 17, 1996
GRUNTAL & CO., L.L.C.
May 25, 1993 - April 13, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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