Gary D. Rakan

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 2341995

Professional summary

Gary Dean Rakan is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Dean Rakan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2021 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

January 4, 2016 - October 3, 2018

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

READING, MA

Past

January 12, 2015 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

March 20, 2014 - December 19, 2019

INFINITY CAPITAL MANAGEMENT LLC

RIA

CRD#: 151697

LANSING, MI

Past

May 14, 2013 - December 31, 2014

EDI FINANCIAL, INC.

CRD#: 15699

LANSING, MI

Past

December 3, 2012 - May 1, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

LANSING, MI

Past

December 13, 2010 - November 30, 2012

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

LANSING, MI

Past

June 3, 2010 - November 1, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

EAST LANSING, MI

Past

April 6, 2010 - December 31, 2013

INFINITY CAPITAL MANAGEMENT LLC

RIA

CRD#: 151697

LANSING, MI

Past

November 24, 2009 - May 24, 2010

SIGMA FINANCIAL CORPORATION

CRD#: 14303

EAST LANSING, MI

Past

October 1, 2007 - September 9, 2009

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

EAST LANSING, MI

Past

July 12, 2007 - August 7, 2007

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

May 3, 2004 - June 5, 2007

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

April 20, 2004 - June 5, 2007

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

February 16, 2001 - April 19, 2004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

September 4, 1998 - February 6, 2001

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

January 6, 1994 - June 10, 1997

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 22, 1993 - January 10, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 22, 1993 - January 10, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(3/3/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary D. Rakan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Dean Rakan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AGES FINANCIAL SERVICES, LTD.

MIDAMERICA FINANCIAL SERVICES, INC.

INFINITY CAPITAL MANAGEMENT LLC

EDI FINANCIAL, INC.

ALLIED BEACON PARTNERS, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

BREWER FINANCIAL SERVICES, LLC

INFINITY CAPITAL MANAGEMENT LLC

SIGMA FINANCIAL CORPORATION

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2010

Series 63

Date: 4/21/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1993

Series 24

Date: 5/12/2008

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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