Gregory A. Stopp

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CRD#: 2341846

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Austin Stopp, who also goes by Gregory A Stopp, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gregory A Stopp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Refinance Partners - 5318 E 2nd Street, #391, Long Beach, CA 90803 - 08/2009 start date - NIR - Life Insurance Sales of fixed and variable policies - Owner/Sales - Sole Prop - 8 hrs/mo trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 18, 2024 - November 12, 2025

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Long Beach, CA

Past

December 8, 2016 - April 21, 2017

INFINITY FINANCIAL SERVICES

CRD#: 144302

Long Beach, CA

Past

October 30, 2015 - November 3, 2016

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Long Beach, CA

Past

August 13, 2009 - October 30, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

LONG BEACH, CA

Past

May 3, 2004 - August 21, 2009

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

IRVINE, CA

Past

March 22, 2002 - May 13, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 28, 2002 - March 20, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

December 22, 1999 - December 31, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 2, 1997 - January 7, 2000

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

November 15, 1995 - December 31, 1996

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

May 19, 1993 - August 19, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory A. Stopp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INFINITY FINANCIAL SERVICES

SECURITIES SERVICE NETWORK, LLC

J.P. TURNER & COMPANY, L.L.C.

CROWN CAPITAL SECURITIES, L.P.

CITIGROUP GLOBAL MARKETS INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

SPELMAN & CO., INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2024

Series 63

Date: 6/8/1993

SIE

Date: 4/21/2017

Series 7

Date: 6/25/2002

Series 6

Date: 5/18/1993

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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